The spiral model, originally proposed by Boehm [BOE88], is an evolutionary software process model that couples the iterative nature of prototyping with the controlled and systematic aspects of the linear sequential model. It provides the potential for rapid development of incremental versions of the software. Using the spiral model, software is developed in a series of incremental releases. During early iterations, the incremental release might be a paper model or prototype. During later iterations, increasingly more complete versions of the engineered system are produced. A spiral model is divided into a number of framework activities, also called task regions.6 Typically, there are between three and six task regions. Figure 2.8 depicts a
spiral model that contains six task regions:
• Customer communication—tasks required to establish effective communication between developer and customer.
• Planning—tasks required to define resources, timelines, and other projectrelated information.
• Risk analysis—tasks required to assess both technical and management risks.
• Engineering—tasks required to build one or more representations of the application.
• Construction and release—tasks required to construct, test, install, and provide user support (e.g., documentation and training).
• Customer evaluation—tasks required to obtain customer feedback based on evaluation of the software representations created during the engineering stage and implemented during the installation stage.
Each of the regions is populated by a set of work tasks, called a task set, that are adapted to the characteristics of the project to be undertaken. For small projects, the number of work tasks and their formality is low. For larger, more critical projects, each task region contains more work tasks that are defined to achieve a higher level of formality. In all cases, the umbrella activities (e.g., software configuration management and software quality assurance) noted in Section 2.2 are applied.
As this evolutionary process begins, the software engineering team moves around the spiral in a clockwise direction, beginning at the center. The first circuit around the spiral might result in the development of a product specification; subsequent passes around the spiral might be used to develop a prototype and then progressively more sophisticated versions of the software. Each pass through the planning region results in adjustments to the project plan. Cost and schedule are adjusted based on feedback derived from customer evaluation. In addition, the project manager adjuststhe planned number of iterations required to complete the software.
Unlike classical process models that end when software is delivered, the spiral model can be adapted to apply throughout the life of the computer software. An alternative view of the spiral model can be considered by examining the project entry point axis, also shown in Figure 2.8. Each cube placed along the axis can be used to represent the starting point for different types of projects. A “concept development project” starts at the core of the spiral and will continue (multiple iterations occur along the spiral path that bounds the central shaded region) until concept development is complete. If the concept is to be developed into an actual product, the process proceeds through the next cube (new product development project entry point) and a “new development project” is initiated. The new product will evolve through a number of iterations around the spiral, following the path that bounds the region that has somewhat lighter shading than the core. In essence, the spiral, when characterized in this way, remains operative until the software is retired. There are times when the process is dormant, but whenever a change is initiated, the process starts at the appropriate entry point (e.g., product enhancement).
The spiral model is a realistic approach to the development of large-scale systems and software. Because software evolves as the process progresses, the developer and customer better understand and react to risks at each evolutionary level. The spiral model uses prototyping as a risk reduction mechanism but, more important, enables the developer to apply the prototyping approach at any stage in the evolution of the product. It maintains the systematic stepwise approach suggested by the classic life cycle but incorporates it into an iterative framework that more realistically reflects the real world. The spiral model demands a direct consideration of technical risks at all stages of the project and, if properly applied, should reduce risks before they become problematic.
But like other paradigms, the spiral model is not a panacea. It may be difficult to convince customers (particularly in contract situations) that the evolutionary approach is controllable. It demands considerable risk assessment expertise and relies on this expertise for success. If a major risk is not uncovered and managed, problems will undoubtedly occur. Finally, the model has not been used as widely as the linear sequential or prototyping paradigms. It will take a number of years before efficacy of this important paradigm can be determined with absolute certainty.
6 The spiral model discussed in this section is a variation on the model proposed by Boehm. For
further information on the original spiral model, see [BOE88]. More recent discussion of Boehm’s
spiral model can be found in [BOE98].
Software Engineering
A P R A C T I T I O N E R ’ S A P P R O A C H
FIFTH EDITION
Roger S. Pressman, Ph.D.
spiral model that contains six task regions:
• Customer communication—tasks required to establish effective communication between developer and customer.
• Planning—tasks required to define resources, timelines, and other projectrelated information.
• Risk analysis—tasks required to assess both technical and management risks.
• Engineering—tasks required to build one or more representations of the application.
• Construction and release—tasks required to construct, test, install, and provide user support (e.g., documentation and training).
• Customer evaluation—tasks required to obtain customer feedback based on evaluation of the software representations created during the engineering stage and implemented during the installation stage.
Each of the regions is populated by a set of work tasks, called a task set, that are adapted to the characteristics of the project to be undertaken. For small projects, the number of work tasks and their formality is low. For larger, more critical projects, each task region contains more work tasks that are defined to achieve a higher level of formality. In all cases, the umbrella activities (e.g., software configuration management and software quality assurance) noted in Section 2.2 are applied.
As this evolutionary process begins, the software engineering team moves around the spiral in a clockwise direction, beginning at the center. The first circuit around the spiral might result in the development of a product specification; subsequent passes around the spiral might be used to develop a prototype and then progressively more sophisticated versions of the software. Each pass through the planning region results in adjustments to the project plan. Cost and schedule are adjusted based on feedback derived from customer evaluation. In addition, the project manager adjuststhe planned number of iterations required to complete the software.
Unlike classical process models that end when software is delivered, the spiral model can be adapted to apply throughout the life of the computer software. An alternative view of the spiral model can be considered by examining the project entry point axis, also shown in Figure 2.8. Each cube placed along the axis can be used to represent the starting point for different types of projects. A “concept development project” starts at the core of the spiral and will continue (multiple iterations occur along the spiral path that bounds the central shaded region) until concept development is complete. If the concept is to be developed into an actual product, the process proceeds through the next cube (new product development project entry point) and a “new development project” is initiated. The new product will evolve through a number of iterations around the spiral, following the path that bounds the region that has somewhat lighter shading than the core. In essence, the spiral, when characterized in this way, remains operative until the software is retired. There are times when the process is dormant, but whenever a change is initiated, the process starts at the appropriate entry point (e.g., product enhancement).
The spiral model is a realistic approach to the development of large-scale systems and software. Because software evolves as the process progresses, the developer and customer better understand and react to risks at each evolutionary level. The spiral model uses prototyping as a risk reduction mechanism but, more important, enables the developer to apply the prototyping approach at any stage in the evolution of the product. It maintains the systematic stepwise approach suggested by the classic life cycle but incorporates it into an iterative framework that more realistically reflects the real world. The spiral model demands a direct consideration of technical risks at all stages of the project and, if properly applied, should reduce risks before they become problematic.
But like other paradigms, the spiral model is not a panacea. It may be difficult to convince customers (particularly in contract situations) that the evolutionary approach is controllable. It demands considerable risk assessment expertise and relies on this expertise for success. If a major risk is not uncovered and managed, problems will undoubtedly occur. Finally, the model has not been used as widely as the linear sequential or prototyping paradigms. It will take a number of years before efficacy of this important paradigm can be determined with absolute certainty.
6 The spiral model discussed in this section is a variation on the model proposed by Boehm. For
further information on the original spiral model, see [BOE88]. More recent discussion of Boehm’s
spiral model can be found in [BOE98].
Software Engineering
A P R A C T I T I O N E R ’ S A P P R O A C H
FIFTH EDITION
Roger S. Pressman, Ph.D.
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